- Good working experience in compliance advisory and monitoring area
- Knowldege in private banking/ wealth management sector
Our client is one of the top Swiss private bank and the department is currently looking for a Compliance Advisory (Project based) with focus in private banking regulatory and policies for global compliance division. Candidate with relevant working experience in private banking area is highly preferred.
Job Description
- Monitoring and ensuring compliance with relevant regulatory requirements and internal policies
- Assisting in the development and implementation of compliance policies and procedures.
- Conducting compliance reviews and preparing related reports.
- Providing support for regulatory filings and responding to regulatory inquiries - handle SFC S181/ S182 request
- Collaborating with internal teams to address compliance-related matters.
- Staying updated on regulatory developments within the financial services industry.
- Identifying and mitigating compliance risks.
- Supporting ad hoc compliance projects as required.
- Bachelor's Degree holder of Business Administration or relevant discipline
- At least 2 years of working experience in compliance regulatory and policies field within banking/ Financial Services sector, preferably within private banking / wealth management sector
- Strong analytical, problem-solving and interpersonal skills
- Good speaking and writing skills in English and Chinese
- international working environment
- Great exposure in bank operation/ account management field
- 15 days of AL, medical benefits, paid sick leave
Job ID JN-092026-7095279
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