Fixed Income Compliance Associate - Corporate

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • Jefferies
  • 25 Mar 19

Fixed Income Compliance Associate - Corporate

Jefferies, the global investment banking firm, has served companies and investors for over 50 years. Headquartered in New York, with offices in over 30 cities around the world, the firm provides clients with capital markets and financial advisory services, institutional brokerage and securities research, as well as wealth and asset management. The firm provides a full range of investment banking services including underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services across the Americas, Europe and Asia. Jefferies is a wholly-owned subsidiary of Jefferies Financial Group (NYSE: JEF), a diversified holding company.

The desired candidate is energetic, has a working knowledge of the financial markets, has been responsible for and is willing to learn:

  • Assisting desk coverage officers across all fixed income products (Corporates, Rates, Futures, Commodities, FX, Municipals, Emerging Markets, High Yield and Mortgages).
  • Reviewing daily surveillance reports as well as assist in development of specifications for new reports.
  • Supporting desk coverage officers with daily responsibilities as well as compliance projects, responses to regulatory inquiries, issue tracking, risk assessments and testing and training.

Required Background/ Qualifications/ Skills:
  • Minimum 2 years of financial markets experience.
  • Bachelor’s degree
  • Comprehensive analytical and problem-solving skills required
  • Microsoft Excel, Word and PowerPoint
  • Team player â€" one who is able to prioritize in a fast moving, high pressure, constantly changing environment
  • Ability to build, develop and maintain solid working relationships throughout various businesses and corporate departments
  • Comfortable with different technology applications
  • Strong written and verbal communications skills
  • Broad product and industry knowledge a plus
  • Licenses a plus