Specialist, Internal Control

  • Competitive
  • Jersey City, NJ, USA
  • Permanent, Full time
  • BNY Mellon
  • 25 Mar 19

Specialist, Internal Control

Assists with maintaining a controlprogram including identifying, analyzing,monitoring and conducting most complex areas of control testing, control andrisk education, and operational and risk support activities to the financialservices business and managing projects required to meet regulatory and corporateexpectations. Leads the control and risk management testing and reportingincluding Error / Near Miss analyses. Operating with a high degree ofindependence, conducts analyses and leads projects to improve internal controlsthat keep up with regulations and corporate standards. Ensures that existingcontrol and business recovery practices and procedures are documented. Workswith the business to conduct control evaluation and substantive testing toassess quality assurance of billing revenue by client, product and business.May help design and deliver risk management training programs to ensure thatproper control procedures are understood and followed. Reviews documentationfor evidence of successful and efficient performance of control and business recoveryprocedures. Identifies deficiencies in data systems and creates processes toimprove control effectiveness. Assists in analyzing technology and markettrends to determine potential resulting risks to the organization and how toaddress risks across businesses. Supports multiple, complex projects and ownsproject timelines. Provides input into the development of controls andprotocols for the function.


Bachelors degree in Finance or Accounting orequivalent combination of education and work experience required. Advanceddegree preferred 5-7 years of total work experience preferred. Experience with audit or internal control in the securities or financial servicesindustry is preferred.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

Pershing provides critical business process, financial and technology solutions for financial organizations around the globe. We operate behind the scenes to power transformational change for broker-dealers, registered investment advisors, independent financial advisers, hedge fund and '40 Act fund managers and individual investors. We strive to be innovators, developing open architecture technology and financial solutions to support our customers' growth. We advocate on behalf of our customers and help them respond to regulatory reform and drive positive outcomes for our industry and investors. From our core business as an industry-leading trade execution, clearing and custody provider, we have evolved into a global multifaceted firm that provides investment solutions, forward-thinking technology-driven efficiencies, practice management and service excellence.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-New Jersey-Jersey City
Internal Jobcode: 70321
Job: Finance/Accounting
Organization: Pershing Domestic-HR06431
Requisition Number: 1810636