Trading & Wholesale Conduct Risk Assistant Manager

  • Competitive
  • London, England, United Kingdom
  • Permanent, Full time
  • KPMG
  • 19 Feb 19

We are looking for a candidate with understanding of trading environment and approaches to risk management, with insights into how to develop/improve these approaches to add true value to our clients

The role


Responsibilities:

We seek the individual to assist the delivery of various risk related engagements encompassing the following areas:

- Front office supervision
- Market abuse and market conduct risk
- Unauthorised trading assessments and investigations
- Risk management frameworks and target operating models
- Front-to-back assessments of trading controls environment against good market practice and regulatory expectations
- Fair client order handling
- Risk assessments of electronic trading practices
- Application of the Fair and Effective Market Review within investment banking
- Advise clients on the benefits, regulations, current industry practices and advancements relating to various risk issues
- Keep abreast of latest trends and any new regulations
- The individual will also be required to apply their skills to a broad range of banking risk related issues supporting both regional and national propositions. The person

Knowledge, skills and experience:

- Understanding of trading environment and approaches to risk management, with insights into how to develop/improve these approaches to add true value to our clients
- Knowledge of new regulatory developments
- Good understanding of the governance around risk management
- Excellent oral / written communication
- Understanding of a trading and control environment across either FI, Equities, FX and commodities. This experience likely to have been gained in either: