Regulatory Manager (CASS)

  • Competitive
  • London, England, United Kingdom
  • Permanent, Full time
  • KPMG
  • 20 Nov 18

Professional qualification preferred, with strong knowledge of regulatory rules and guidance but crucially practical application within the Asset Management industry. – Project management skills, demonstrated by a record of regulatory project delivery. – The ability to evaluate technical issues, analyse facts, consult and deliver solutions to clients. – Excellent communication and presentation skills, including an ability to communicate well with clients (internal and external) in writing and verbally.

Responsibilities:


–    Delivering client engagements, leading small sized teams and providing input to larger, multi-disciplinary teams. 


–    Advising and assisting clients in understanding the impact of regulatory developments on existing processes and controls.


–    Advising clients on CASS issues and providing advice regarding existing processes. 


–    Delivering Section 166 reviews and reporting to the FCA as part of a wider team.


–    Assisting with the development and delivery of client asset based training.


–    Providing technical support and advice internally to KPMG teams in respect of client asset audits.


–    Mentoring and coaching other less experienced team members.


–    Taking an active role in the preparation of proposal documents and tenders, organising client workshops and industry seminars and drafting marketing materials.


–    Developing knowledge management and thought leadership and identifying new business and growth opportunities.

 

The Person:


Qualifications and Skills: 


–    Strong understanding of businesses, structures, governance frameworks, and process and control infrastructures of firms in the Asset Management sector.


–    Strong stakeholder and relationship management skills and the ability to develop and maintain strong internal and external networks.


–    Project management skills and the ability to manage a team of professional staff. 
 


Knowledge/Experience:


–    Educated to degree level or equivalent.


–    Professional qualification preferred, with strong knowledge of regulatory rules and guidance but crucially practical application within the Asset Management industry.


–    Project management skills, demonstrated by a record of regulatory project delivery.


–    The ability to evaluate technical issues, analyse facts, consult and deliver solutions to clients.


–    Excellent communication and presentation skills, including an ability to communicate well with clients (internal and external) in writing and verbally.


–    Significant and relevant financial services experience with a focus on the FCA’s Client Assets Sourcebook.


–    Understanding of regulatory developments and key current issues facing clients.


–    Proven track record in working with teams to bring high quality deliverables to a range of stakeholders.