• GBP400 - GBP438 per day
  • London, England, United Kingdom
  • Contract, Full time
  • JCW Search
  • 2019-03-15

Compliance testing and monitoring officer

  • Salary: GBP400 - GBP438 per day
  • Location: London, England, United Kingdom
  • Job Type: Full time
  • Company: JCW Search

Support delivery of EMEA and global Compliance thematic testing and monitoring reviews

Build an understanding and awareness of the business and its operational and regulatory control environment

Interact and build relationships with key business stakeholders across the lifecycle of the review in EMEA region and globally

Present findings and recommendations to senior management

Bring their own insights and ideas to enhance the existing framework

Escalate and track issues that are identified

Contribute to the management of the EMEA team.

Qualifications and Skills:

Previously held relevant roles within a compliance function, a leading consultancy firm or a regulator.

Relevant, hands-on experience conducting deep dive regulatory compliance reviews as well as an understanding of regulatory risk and assessment methodologies.

Awareness of the FCA's (and ideally other European regulators) current expectations in relation to conduct and regulatory risk management.

Understanding of the asset management sector, preferably with previous experience working with or for an asset manager.

Strong written and verbal communication skills and confidence engaging with and managing ongoing relationships with a broad range of stakeholders within Compliance and across the business.