• Permanent, Full time
  • DO Recruitment Advisors
  • 20 Mar 19

Chief Compliance Officer - Management Company (M/F)

  • Ettlebruk, Diekirch, Luxembourg
  • Negotiable
  • Full time

Hi everyone, one of my client, a management company, is currently looking for a Chief Compliance Officer to join his team. The ideal candidate would have at least 5 years of experience in a Management company and will speak fluently English. French and/or Spanish will be considered as a strong asset.



The Chief Compliance Officer reports directly to the Management and Board of Directors. Ensures Luxembourg business adheres to internal controls and procedures, and that appropriate compliance-related management information is produced and reviewed at appropriate intervals.

Your main responsibilities will be:

  • Client acceptance and on-boarding process,
  • Ensure compliance of the company with applicable regulations,
  • Ensure compliance of the existing policies and procedures, monitoring and interpretation of regulatory requirements, implementation and analysis of regulatory changes, drafting and/or reviewing of policies, procedures,
  • Manage the clients complaints,
  • Act as AML/CFT Compliance Officer
  • Provide compliance advisory support to the Manco, monitoring and follow- up on compliance findings, cooperation with internal audit, compliance reports to the Boards and Management Committee,
  • Oversee the activities which have been delegated to external parties (i.e. Registrar and Transfer Agents activities),
  • Maintain the Compliance Monitoring program,
  • Manage the relationship with the CSSF, lawyers, auditors…


  • University degree in Legal, Business or Finance,
  • A minimum of 6 years of working experience in compliance in the financial sector, preferably in Asset Management,
  • Good knowledge of financial instruments and investment funds
  • You are fluent in English, both written and verbal, French and/or Spanish will be considered as an strong advantage;
  • Good command of MS Office (Word, Excel, PowerPoint).
  • You are able to work under pressure and to respect deadlines;
  • You have effective strong written and oral communication skills;
  • You are proactive, open-minded, rigorous, responsible and a fast learner with a dynamic personality;
  • You have an inquisitive mind and analytical skills;
  • High commitment, motivation and willingness to take on responsibility;
  • Ability to work in autonomy while displaying team spirit;


Our client is a Management Company.