Senior Compliance Manager - Asset Management

  • €Attractive
  • Dublin, Leinster, Ireland
  • Permanent, Full time
  • Elevate Partners
  • 18 Mar 19

A highly regarded investment firm has an opening for a senior compliance professional to join their regulatory and compliance function.

Your role:

  • Responsible for managing a key business unit in relation to all aspects of Regulation and Compliance
  • Manage the regulatory relationship with relevant regulators
  • Consideration and escalation of the regulatory, reputational and ethical risk associated with proposed strategies and business lines
  • Issuing policies to the business and providing training as required and in line with the local annual compliance training plan
  • Provide input into European and Irish regulatory consultations
  • Input to the periodic risk assessment, testing and surveillance processes

Your background:

  • Degree or Masters in Business or Economics or similar.  Professional qualification (e.g. LCOI) desirable
  • Extensive experience of managing compliance and influencing decisions at the most senior levels within an investment firm environment
  • Have an in-depth understanding of the functioning of debt & equity capital markets
  • Awareness of corporate finance activities, capital raising events and transactions subject to Takeover Panel rules
  • Detailed knowledge of MiFID II, MAR & EMIR
  • Proven ability to work as part of a collaborative team and willingness to embrace a variety of issues


For further information regarding this opportunity, please contact Paul O’Reilly at Elevate Partners on +353 (0)1 563 2330 or to apply, please submit your CV.