Operational Risk - Vice President

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 14 Feb 19


Our client an investment bank with a strong culture of risk and control they seek a manager to assist in mitigating risk across corporate and global market business lines. As the first line of defence, you should have a good controls mindset and have a strong understanding of banking products.

Key Responsibilities

  • Work towards the success of the 1st line Operational Risk team, focused on client relationships and the enhancement of operations team processes
  • Develop and maintain the company's operational risk incident management process.
  • Work with internal audit, compliance and legal teams to facilitate delivery of the institution's Enterprise Risk Management and Operational Risk frameworks
  • Assist in the production of regular management information to inform senior management on operational risk and control framework
  • Develop and implement Risk and Control Self-Assessment process to identify and assess key risks and level of internal controls
  • Build and maintain effective relationships across the business, to ensure the business supports the promotion of an effective risk management culture
  • Remain abreast of best practice thinking within operational risk from a market and regulatory standpoint
  • Provide support and training on risk obligations as necessary
  • A strong understanding of technology systems is also required


  • University graduate in accounting, business or finance
  • At least 5 years of risk management from a corporate and investment banking environment plus banking technology systems
  • Will consider candidates with internal audit and/or compliance background with in depth knowledge of banking environment and products
  • Able to work across different functions and able to build strong relationships
  • Possess a strong control mindset and good understanding of what is best practice
  • Self-starter able to work with minimal supervision
  • Detailed oriented and strong analytical and problem solving skills required
  • Excellent communications, English and Chinese written and spoken preferred