Chief Legal & Compliance Officer

  • 2 mil
  • Hong Kong
  • Permanent, Full time
  • Search Theory
  • 26 Mar 19

A Equity Long Short Hedge Fund with 1.5bil AUM is looking for Chief Legal & Compliance Officer due to significant growth and expansion of investor base in the past few years. This company has SFC Type 9 License and full license under US Securities, covering global market (on companies driven by Chinese perspective). They are hiring a Cheif Legal & Compliance Officer from Legal background to help them in improving overall operations policies and procedures.

Responsibility

  • set up compliance procedures and policies and make sure compliance with all relevant requirement
  • Identify changes and updates in regulations from different jurisdiction
  • Manage one compliance officer
  • Manage compliance activities, including tax and regulatory fillings
  • Undertake projects related to changes in compliance circumstances

 

MUST HAVE

  • 3-4 years experience in legal area (either in house legal department from buy side or sell side or from law firm)
  • Knowledge of Hedge Fund Business 
  • Able to Interpret and review law, policies & regulations
  • Able to read and write Chinese
  • Fluent in spoken English

 

NICE TO HAVE

  • Good understanding about the economy 
  • US jurisdiction/ Cayman Fund exposure
  • Have a big picture with vision on how to build compliance program
  • Fluent in Mandarin
  • Experience working in a Hedge Fund 

WHY JOIN?

  • Young and energetic team 
  • Good working environment and transparent culture
  • Global exposure 
  • Solid fund performance  
  • Participate in the expansion