Vice President, Compliance Specialist

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Bank Of America / Merrill Lynch
  • 17 Aug 17

Vice President, Compliance Specialist

Job Description:
About Bank of America Merrill Lynch:

Our purpose as a firm is to make financial lives better, through the power of every connection. Across the world, we partner with leading corporate and institutional investors through our offices in more than 40 countries. In the U.S alone, we serve almost all Fortune 500 companies and approximately 59 million consumers and small-business customers. We provide a full suite of financial products and services, from banking and investments to asset and risk management. We cover a broad range of asset classes, making us a global leader in corporate and investment banking, sales and trading.

Connecting Asia Pacific to the World
Our Asia Pacific team is spread across 23 offices in 12 markets. We are focused on connecting Asia to the world and the world to Asia, using our global expertise to ensure success is shared between us, our clients and our communities. Our regional footprint covers 12 currencies, more than a dozen languages and five time zones, placing us firmly among the region's leading financial services companies.
Bank of America Merrill Lynch is committed to attracting, recruiting and retaining top diverse talent from across the globe. Our diversity and inclusion mission is to actively promote an inclusive work environment where all employees have the opportunity to achieve personal success and contribute to the growth of our business. Each of our global Employee Networks bring together employees, create dialogue and awareness in support of our Diversity and Inclusion.

Position Description
This role provides Compliance Officer coverage for Technology functions within APAC Technology & Operations (GT&O). The role requires interactions with global GT&O Compliance Officers / Country Compliance Officers/other FLU Compliance officers as well as the Technology stakeholders in APAC GT&O to ensure that Technology is functioning in a compliant manner day-to-day.

Key Responsibilities

  • •The responsibilities include regulatory change and inventory management, participation in governance and management routines such as APAC T&O Risk Forum, APAC Information Security Council, APAC Business Continuity Council.
    •The individual will be responsible for compliance risk assessment of technology functions and implementing monitoring and testing routines in APAC Technology.

Key Requirements
  • Bachelor's Degree or equivalent experience
  • At least 8 Years' experience in the financial industry
  • Functional expertise in Compliance or Risk Management in one or more Technology domains of software development and maintenance, infrastructure operations, information security or data architecture specific to Financial industry.
  • Management of automation projects in an Operations role can be also be considered.
  • Experience in implementing technology frameworks such as Software Capability Maturity Model, IT Service Management, COBIT, IT Quality Assurance or Audit roles is desired

Bank of America Merrill Lynch is an equal opportunities employer.

Posting Date: 04/07/2017
Location: HK--Hong Kong, SG--Singapore

Full / Part-time: Full time
Hours Per Week: 40