Senior Business Compliance & Risk Control Manager (Platform Manager)

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Bank Of China (Hong Kong) Limited
  • 19 Aug 17

Senior Business Compliance & Risk Control Manager (Platform Manager)

Responsibilities

  • Develop and maintain Private Banking business platform operations and processes for operation efficiency through continuous work improvement and risk mitigation
  • Ensure policies & procedures are implemented in practical and effective way; put adequate controls in place to mitigate the potential risks on sales platform, and are compliant to the Group's policies / guidelines and regulatory requirements
  • Assist RM head to do first line sales and trade approval to ensure operation in compliance
  • Manage and coach RM in reinforcing the standard of risk & control across platform
Requirements
  • Degree Holder in Business or related disciplines
  • Preferable 5 years of experience in private banking business, with exposure to platform risk management
  • Familiar with local private banking regulatory requirements
  • Proactive, self-motivated, and able to work under pressure
  • Good analytical, communication and interpersonal skills
  • Good command of written and spoken English and Chinese (including Putonghua)
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